Senior Analyst - Distribution Governance

As our Senior Analyst you'll play a key role in strengthening and evolving Netwealth's adviser and licensee oversight program. You'll work across the business to assess adviser conduct, identify emerging risks, review controls, investigate issues, and provide insights that help protect clients while supporting sustainable growth.

Responsibilities

Lead complex reviews and investigations; Analyse conduct, governance and customer outcome risks; Identify patterns, trends and emerging issues; Provide recommendations that drive meaningful change; Support governance reporting and executive decision making; Coach and guide other analysts across the team; Partner with Distribution, Product, Legal, Risk & Compliance and Operations stakeholders

Requirements

Worked in adviser oversight, risk & compliance, governance, assurance, wealth management, financial advice, platform operations, licensee monitoring, or financial services investigations; Comfortable leading complex reviews independently; Comfortable assessing regulatory and conduct risks; Comfortable analysing large volumes of information; Comfortable making evidence-based decisions; Comfortable translating technical findings into clear business recommendations; Comfortable communicating confidently with senior stakeholders

Nice to have

Experience with adviser obligations; Experience with advice fees; Experience with client consents; Experience with disclosure requirements; Experience with complaints; Experience with incident reporting; Experience with remediation programs; Experience with risk monitoring frameworks

Benefits

Paid parental leave; Fully funded school holiday program; CU Health (virtual healthcare); Income protection; Flu shots; Wellness weeks; Retail discounts; Financial wellbeing services; Social events, trivia nights and corporate sports; Employee Resource Groups (LGBTQIA+, DAWN, Culture Group, Carers Group); Paid volunteering and Netwealth Impact Group; Career development and internal mobility support; Flexible hybrid model with 4 office days each fortnight; End-of-trip amenities and daily breakfast in Melbourne