AML Fraud Intake QC Analyst

Partners with their assigned Line of Business, other Risk/Compliance/Audit (RCA) professionals, and RCA Managers to, depending on their function, create, implement, maintain, review or oversee an effective risk management framework. Participates in projects and/or activities that ensure compliance with applicable federal, state, and local laws and regulations. Identifies gaps and inform solutions that minimize losses resulting from inadequate internal processes, systems or human errors. Identifies, responds and/or escalates risks as appropriate. Serves as a functional liaison between the Line of Business and the Lines of Defense.

Responsibilities

Partners with their assigned Line of Business, other Risk/Compliance/Audit (RCA) professionals, and RCA Managers to, depending on their function, create, implement, maintain, review or oversee an effective risk management framework; Participates in projects and/or activities that ensure compliance with applicable federal, state, and local laws and regulations; Identifies gaps and inform solutions that minimize losses resulting from inadequate internal processes, systems or human errors; Identifies, responds and/or escalates risks as appropriate; Serves as a functional liaison between the Line of Business and the Lines of Defense.

Requirements

Bachelor's degree, or equivalent work experience; Typically more than one year of applicable experience

Nice to have

Basic knowledge of applicable laws, regulations, financial services, and regulatory trends that impact their assigned line of business; Basic understanding of the business line’s operations, products/services, systems, and associated risks/controls; Basic knowledge of Risk/Compliance/Audit competencies; Strong analytical, process facilitation and project management skills; Effective written and verbal communication skills; Proficient computer navigation skills using a variety of software packages, including Microsoft Office applications and word processing, spreadsheets, databases, and presentations