Director of Risk, Brokerage

Director of Brokerage Risk role within the Brokerage Risk Governance and Oversight team at Robinhood, based in the Chicago, IL office with in-person attendance expected 5 days per week. The team administers and implements Robinhood's brokerage risk management program across its broker dealers, Robinhood Financial, LLC and Robinhood Securities, LLC. The role partners with brokerage leadership and cross-functional risk teams, leads the team's Data Analytics and Solutions function, and proposes and implements strategic risk initiatives.

Responsibilities

Lead and drive consensus with senior management and cross-functional risk partners to design and implement best-in-class risk management practices, balancing rigorous risk mitigation with operational efficiency; Own and evolve the Risk Management Program documentation, establishing clear standards and frameworks that create demonstrable value across the broker dealer enterprise; Oversee risk assessment activities including RCSAs, new product reviews, and emerging risk identification, ensuring rigor, consistency, and regulatory alignment; Direct the aggregation and presentation of risk committee materials and executive management reporting, translating complex risk data into clear, actionable decision-support insights; Provide independent, objective oversight of the broker dealers' risk and control environment, holding business partners accountable for accurate and timely risk management execution; Build, lead, and develop a high-performing team of risk professionals, setting strategic direction, coaching for growth, and delivering consistently excellent work product; Harness data analytics and risk reporting solutions to synthesize the broker dealers' risk data, surface emerging trends, and deliver clear, actionable insights that support strategic risk decisions

Requirements

Active FINRA Series 24 License; 10+ years of experience in financial services, with comprehensive knowledge of broker dealer operations and regulatory requirements; Proven track record of leading and developing risk professionals (typically 5+ years of management experience) across enterprise, operational, technology, and/or financial risk disciplines; Deep expertise in risk management frameworks including RCSAs, risk committee governance, and regulatory examination readiness; Exceptional written communication skills with the ability to produce clear, concise, regulatory-grade documentation and executive-level reporting; Collaborative, analytical self-starter who can influence senior stakeholders, drive alignment, and execute in a fast-paced, high-growth environment; Experience leveraging data analytics tools and reporting solutions to synthesize risk information, build risk dashboards, and present data-driven insights to senior management and risk committees; Demonstrated curiosity and comfort engaging with AI tools and emerging technologies, with a forward-looking perspective on applying AI capabilities to enhance risk monitoring, reporting, and oversight workflows

Benefits

Bonus opportunities; Equity; Benefits (Total Rewards, which vary by region and entity)