Senior Compliance Officer

Our mission is to enable everyone to build wealth. We reinvent how trading and investing work by creating exceptional products people love. Fostering a culture of excellence and high velocity is the key to our success. Over the past few years, our client base has grown to over 5 million, and client assets have grown to over €30 billion. We're now expanding into Germany and strengthening our Compliance Team to uphold the company's commitment to integrity and regulatory adherence.

Responsibilities

Ensure operational excellence in all relevant compliance areas while aligning with BaFin’s regulatory guidelines; Provide expert compliance advice on current and future products, services, and overarching compliance topics such as product governance, vulnerable customers, conflict of interest, outsourcing, and conduct risk; Support and drive compliance projects, collaborating with cross-functional teams to deliver results within agreed timelines; Oversee the financial promotions review process, ensuring all materials meet regulatory standards; Maintain and update compliance policies and procedures, ensuring effective implementation across the organization; Build and manage relationships with internal stakeholders, offering tailored compliance guidance to support business objectives; Collaborate with the Legal team to manage regulatory interactions, including the relationship with BaFin

Requirements

Proven experience in compliance, with a track record of driving operational excellence within a MiFID-regulated firm; Educated to degree level in Law, Finance, Business, or a related field; Professional proficiency in English; At least five years of experience in a compliance-focused role, with exposure to senior responsibilities; Strong understanding of regulatory compliance frameworks and guidelines, particularly those relevant to BaFin; Exceptional organizational skills, with the ability to take ownership and deliver under pressure; Experience working in international environments, coordinating across different time zones using digital tools

Nice to have

German language skills

Benefits

Challenges that will help you grow and realise your potential really fast; Opportunity to make a big impact - you will build innovative services used by millions of investors to build wealth; Work with smart, spirited, helpful, high-performing colleagues with a common goal; An environment where nothing is set in stone; Appreciation for your talent and ideas; Generous remuneration package