Operational Risk/Regulatory Analyst

Aquent, a leading talent solutions partner, is thrilled to collaborate with a prominent financial services organization that is at the forefront of investment management and innovation. This organization is dedicated to safeguarding client assets, fostering financial growth, and maintaining the highest standards of regulatory compliance within a dynamic and evolving market. Are you ready to be a pivotal force in shaping robust financial operations and risk frameworks? We are seeking a highly skilled and analytical professional to join a critical team focused on ensuring the integrity and strategic alignment of complex investment activities. In this role, you will not just observe; you will actively drive the evolution of investment oversight, challenge established norms, and contribute directly to the stability and innovation of a significant financial institution. Your expertise will be instrumental in evaluating sophisticated investment structures, enhancing compliance, and bringing fresh perspectives that lead to tangible improvements.

Responsibilities

Oversee and manage activities related to investment oversight, due diligence, and alternative investment operations; Evaluate complex deals, including non-cash assets and illiquid investments, to ensure alignment with business objectives and risk appetite; Provide second-line oversight to ensure adherence to the investment policy statement and overall risk management framework; Bring a fresh perspective to existing processes, questioning established methods to identify opportunities for validation and improvement; Collaborate cross-functionally with seasoned experts in investment oversight, accounting, and legal teams; Contribute to the development and enhancement of AI governance programs within philanthropic investment structures; Work with large data sets to analyze investment performance, risk metrics, and operational efficiency; Make process recommendations to improve efficiency and effectiveness, even when challenging long-standing practices.

Requirements

Minimum of 3-4 years of strong, direct experience in investment oversight; Proven expertise in alternative investments and/or alternative investment operations; Background working within a large financial services firm, Registered Investment Advisor (RIA), or large family office environment; Demonstrated ability to perform due diligence and oversight for complex investment structures; Understanding of fiduciary responsibilities in investment management; Experience with risk management and compliance, particularly in a financial services context; Ability to critically analyze and question established processes, offering constructive recommendations for improvement; No sponsorship required for employment.

Nice to have

Familiarity with Donor Advised Funds (DAF) is highly desirable; Experience with technology platforms and working with large data sets is a plus.

Benefits

Subsidized health, vision, and dental plans; paid sick leave; retirement plans with a match; free online training through Aquent Gymnasium.