AMP- Financial Advisor Trainee

Through distance learning, apprenticeship and training at the firm’s international headquarters, the Advisor Mastery Program (AMP) offers a comprehensive education for the next generation of Raymond James Financial Advisors. The program takes a holistic approach by incorporating training for technical and sales skills to fully position new Advisors for success. In conjunction with a Mentor, Branch Manager, and/or a team of Financial Advisors, the Financial Advisor Trainee will learn to build an individual practice. The Trainee will balance new client development, sales activities, investment management, customer service and compliance with personal and professional growth and development. The Trainee will also provide clients with sound financial advice and counsel consistent with the client’s objectives, time horizon, and risk tolerance. In addition, the requirements of the AMP Program are designed to support long-term development, whether a candidate plans to be a stand-alone Advisor or join an existing team.

Responsibilities

Become trained and skilled to effectively and efficiently perform the Financial Advisor role; Meet production targets that impact overall company revenue goals; Develop a book of business consistent with AMP program goals for assets under management and required production; Provide a high level of client service; Manage the full scope of a client relationship by evaluating the client’s financial needs, investment opportunities, current holdings and available investment capital; Help clients identify their investment objectives by effectively communicating portfolio losses when necessary, while preserving client loyalty; Develop client pipeline by prospecting, networking, engaging in community initiatives, centers of influence and developing niches; Recommend investment products, solutions, and services that are suitable for prospects and clients based on predetermined client needs, time horizons, risk profile, and preferences; Seek expertise of internal resources to identify investment opportunities and solutions for clients; Open, transfer, and close customer accounts; Maintain appropriate account records while monitoring the customer’s portfolio; Obtain and verify the customer’s purchase and sale instructions, enter orders, and follow up on completion of transactions; Complete required program training and assignments, obtain mandatory industry licenses within prescribed timeframes, master assessments and meet minimum performance and production standards; Stay abreast of investment products, industry rules and regulations, and financial planning; Perform other duties and responsibilities as assigned

Requirements

High School (HS) required; SIE required provided that an exemption or grandfathering cannot be applied or ability to obtain within four (4) months from the start of the program; Series 7 and Series 66 or the ability to obtain them within four (4) months from the start of the program; Life, Health and Variable Annuity or the ability to obtain within six (6) months from the start of the program; Minimum of three (3) years of relevant working experience demonstrating achievement in sales (preferably intangible) or business environment; Equivalent combination of experience, education, and/or training as approved by Human Resources

Nice to have

Bachelor’s Degree (B.A.) from four-year college or university; Bachelor’s in Accounting, Business Administration, or Finance

Benefits

medical; dental; vision; life insurance; critical illness insurance; accident insurance; disability benefits; retirement savings; paid time off including vacation, holidays, and sick leave; parental leave